Three Ways to Engage

Planning Focused

Goals:

Planning Focused Clients are ready to clarify, simplify, and organize their financial life. They see the value in partnering with an experienced Advisor to take a holistic approach to defining goals, analyzing options, making informed decisions, and implementing strategies to help achieve their financial goals.

Planning Focused Clients want to address their questions, reduce financial worries, and decrease complexity so that they can focus on what matters most in life.

Planning Focused Clients have an option for an ongoing partnership with us to stay informed, access guidance of experienced Advisers, and make adjustments as changes in finances, laws, and life occur.

Investor Focused

Goals:

Investor Focused clients seek professional knowledge, guidance, and support to align their investment strategy with their financial goals.

Investor Focused Clients see the value in partnering with an experienced Advisor to design, implement, and manage an investment strategy, including investment research, analysis, and selection.

Investor Focused Clients view professional management as a way to accomplish investment objectives while freeing up valued personal time.

Insurance & Brokerage

Goals:

Insurance & Brokerage Focused Clients seek targeted solutions to specified goals or situations.

Insurance & Brokerage Clients work with us on a limited basis to seek guidance on the most appropriate solutions for their circumstances and goals, which can include:

  • Brokerage Accounts - Commission based investing strategy
  • Life insurance
  • Long Term Care insurance
  • Disability insurance

Planning Focused

Services:

Planning Focused engagement is to design an integrated financial plan covering selected aspects of one’s financial life, which can include:

  • Building, protecting, and distributing wealth
  • Net Worth Analysis
  • Asset allocation & location
  • Retirement planning
  • Estate planning
  • Risk & Protection planning

Planning Focused Clients partner with us, initially and over time, to manage and maintain their financial plan through ongoing communication and collaboration that reflects changes in their life, planning strategies, the laws, and the investment markets.

Investor Focused

Services:

Investor Focused engagement is to design and implement an investment strategy appropriate to their situation, risk tolerance and goals.

Investor Focused Clients receive ongoing investment management guidance and service, which can include:

  • Investment goals
  • Risk tolerance
  • Investment strategy
  • Investment research
  • Investment analysis
  • Investment recommendation

Clients experience support and communication as it relates to investment management, and discussions regarding client risk parameters. We follow a regular cycle to implement and monitor client investments.

Insurance & Brokerage

Services:

Insurance & Brokerage Focused Clients receive guidance, advice and service related to their specifically defined needs and concerns.

Ongoing service and support are provided as it relates only to the work performed.

Additional services, outside of the scope of work defined, will be determined separately, as requested or recommended.

Investment Management and Financial Planning services are available separately .

Planning Focused

High Level Overview:

Financial Planning provides you a report for a fee which covers a customized and individual review of your financial situation, goals, and provides recommendations designed to help you meet your goals.

Planning Focused engagements, as needed and with a new plan and fee, can provide an updated and revised review, advice, and management of financial strategies as time passes or your financial situation changes.

Implementation of any planning strategies is not required, but if undertaken are described in the Investor Focused column.

Investor Focused

High Level Overview:

Investment Advisor provides varying programs and investment options designed to meet the Investor Focused Client’s specific situation and goals.

Financial planning services are not included; however, the client will receive ongoing advice and reviews for any advisory account opened.

Insurance & Brokerage

High Level Overview:

Solutions will be selected and based on the client’s specific situation and needs.

Insurance Products are available through New York Life Insurance Company and other unaffiliated companies.

Securities products are available through NYLIFE Securities LLC (Member FINRA/SIPC), a Licensed Insurance Agency, 1221 N St, Ste 800, Lincoln, NE NYLIFE Securities LLC is a New York Life Company.

Financial Planning services available through Eagle Strategies LLC, a New York Life Company.